Capital Markets Services
Our Capital Markets Services Practice is widely involved in the Capital Markets industry.
Regulatory Market Conduct Compliance
The Capital Markets Services Practice advises clients on the regulatory requirements under the Securities and Futures Act, Insurance Act, Financial Advisers Act and the applicable regulations, practice notes and guidelines issued by the Monetary Authority of Singapore.
Our team advises local and foreign managers, newly established investment advisers, fund administrators and custodians, fund managers and trustees of collective investment schemes on compliance and practice issues in relation to the licensing of scheduled activities, authorisation of Singapore registered collective investment schemes, recognition of foreign funds, listing of foreign convertible bonds, global depositary receipts and offering documents.
Our team also assists and advises clients in their applications to the Monetary Authority of Singapore for relevant licences or exemptions, liaising with the Monetary Authority of Singapore on behalf of clients, vets and advises on the legal documentation and offering documents.
We also actively engage the regulators in on-going discussions on industry issues.